為了支持海南高效落實開展合格境內有限合伙人（QDLP）試點工作，進一步滿足境內投資者全球資產配置的需求，海南自由貿港金融發展中心（以下簡稱“海金中心”）率先推出面向QDLP基金企業的全流程服務方案，提供一對一專人 “一站式”服務，旨在更好地提升QDLP基金企業的落地效率，優化海南營商環境，助力QDLP基金企業合理、高效的開展境外投資業務。

In order to support the implementation of the Qualified Domestic Limited Partner (QDLP) pilot program in Hainan and meet the needs of domestic investors for global asset allocation, Hainan Free Trade Port Financial Development Center (hereinafter the "HFDC") has taken the lead and prepared the QDLP service solution covering the full application procedure. The “one-stop” one-to-one service solution will improve the efficiency of application procedure, optimize the business environment of Hainan and help QDLP fund enterprises investing overseas in more rational and efficiency ways.

一、 QDLP基金管理人 QDLP fund managers

（一）擬設企業資質診斷

相關股東發起設立QDLP試點管理企業，海金中心為其提供資質診斷，出具背景調查報告，協助金融局進行資質審核，確保申請QDLP資質的試點管理企業的主要股東、關聯實體以及從業人員未出現重大風險、不符合海南QDLP暫行辦法及其它相關法律法規的情況。

1. Qualification diagnosis of the proposed enterprise

When the fund shareholders initiate the establishment of the pilot fund management enterprise, HFDC will provide qualification diagnosis for the proposed pilot fund management enterprise, issue background investigation report, and assist theHainan Financial Supervision Bureau in qualification check. Ensure there is no significant risk with the major shareholders, associated entities and practitioners of the QDLP application enterprise, comply with relevant laws and regulations with the interim measures for Hainan QDLP.

（二）溝通申請計劃

海金中心將根據試點管理企業的實際情況，提供全流程落地服務，包括前期政策咨詢、工商開戶咨詢等，協助企業理清思路，搭建投資框架，對擬投資規模、擬投方向等需參考政策文件的內容提出合理建議。

2.  Consultation of application plan

According to the status quo of the pilot fund management enterprise, HFDC will provide full range consultation, including government policies interpretation, business registration consulting, etc. Assist the enterprises clarify investment framework, provide reasonable suggestions for the proposed investment scale and direction based on the financial policies.

(三）準備申請材料

在試點管理企業準備申請材料階段，協助企業梳理、修改、排版、裝訂申請材料，檢查企業材料內容是否齊全、完整和無重大遺漏。

3. Preparation of application materials

Assist the preparation of application materials for pilot fund management enterprise, including sorting, modifying, typesetting and binding. Checking the contents of the application materials and ensure the completeness without major omissions.

（四）將材料遞交至金融局

海金中心協助試點管理企業將材料遞交至金融局，為試點管理企業提高申請效率，節約人力成本和時間成本。

4. Submitting the materials to the Hainan Financial Supervision Bureau

The HFDC assists the pilot management enterprises to submit the materials to Hainan Financial Supervision Bureau, improve the efficiency of the application and save labor cost and time cost for the pilot fund management enterprise.

（五）省金融局補充材料（如需）

根據反饋意見，協助試點管理企業修改和補充材料。進一步節約企業的人力成本和時間成本。

5. Supplementary materials for internal audit required by the Hainan Financial Supervision Bureau (if needed)

Assist pilot management enterprises in revising and supplementing materials based on internal audit comments. Save the labor and time cost for the pilot fund management enterprise.

（六）省直部門聯審

省金融局組織省直部門共同審核企業材料。對其專業程度、私募投資履歷、海外投資策略和擬投資項目的實際情況等進行綜合評估，提出試點企業名單及試點額度建議。

6. Joint review of provincial departments

Hainan Financial Supervision Bureau organizes provincial departments to jointly review and comprehensively evaluate the application based on the expertise, private investment experience,overseas investment strategies, the actual needs of the proposed investments, etc. of the applicant, and put forward the proposed list of the pilot fund enterprises and the suggestions on their initial pilot quota.

（七）企業獲得試點額度

由省金融局向申請人出具同意開展試點、給予試點額度的書面意見。

7. Pilot Quota of Enterprises

The written opinion issued by the provincial administration for financial regulation on granting the pilot qualification and pilot quota (The first batch of pilot enterprises and quota proposals need to be reported to the provincial government for approval).

（八）工商注冊

試點管理企業取得獲準書面意見后，可直接憑獲準試點書面意見到擬注冊地市監局辦理登記注冊，海金中心可指導企業進行工商注冊。

8. Business registration

After obtaining the written opinion on granting the pilot qualification and quota, the pilot fund management enterprise and pilot fund shall conduct registration with the provincial administration for market regulation and conduct the registration.HFDC can guide the enterprises for business registration.

（九）銀行開戶

試點管理企業在完成工商注冊后，可憑借工商注冊材料和金融局的書面批復文件到銀行辦理銀行開戶。海金中心對接和提供相關銀行資源，助力企業高效辦理相關業務。

9. Opening bank accounts

Registered pilot management enterprises can open bank accounts upon business registration materials and written approval documents of theprovincial administration for financial regulation. HFDC cooperates with banks and provides relevant banking resources to help enterprises handle relevant business efficiently.

（十）中基協登記

試點管理企業股東實繳資金到位后，需依據中基協相關要求進行登記。海金中心助力企業登記，推薦專業律師事務所，協助與中基協溝通。

10. Register with AMAC

After the pilot management enterprises registered capital was paid in full, the pilot fund management enterprise shall conduct the registration procedure with the AMAC. HFDC can coordinate with AMAC.

（十一）定期監管審查

試點基金管理企業應按期向省金融監管部門提供季度、年度報告。季度報告包括但不限于認繳規模、實繳規模、投資者情況、投資情況、退出情況、基金凈值以及購匯、結匯、賬戶資金變動等；年度報告包括但不限于上年度試點基金的資金變動、結售匯情況、境外投資情況報告、重大事項變更、審計報告等情況。海金中心將協助企業和金融局做好信息披露溝通。

11. Periodic Regulatory Scrutiny

The pilot fund management enterprises shall submit quarterly and annual reports to the provincial administration for financial regulation on time. The quarterly report shall include, without limitation to, subscription scale, scale of paid-in capital, investor information, investment, exit, net asset value of the funds, purchase and settlement of foreign exchange, change of funds in the account, etc.; the annual report shall include, without limitation to, change of funds, settlement and sale of foreign exchange, overseas investment, major changes, audit report, etc. of the pilot funds for the last year.HFDC will assist communication between enterprises and theprovincial administration for financial regulation.

二、 QDLP基金產品 QDLP Fund Products

（一）基金企業批文獲取

設立形式為公司型、合伙型的試點基金，則需要向海南市場監督管理局提交金融局等相關部門出具的試點書面意見辦理登記注冊。海金中心將協助企業在管理人申請時一并獲得產品的試點書面意見。

1. Approval of Fund Enterprises

Official registration requires pilot funds in the form of corporation and partnership to submit pilot written opinion draw by theprovincial administration for financial regulation and other related authorities to theprovincial administration for market regulation. HFDC will assist enterprises' managers in applying and obtaining pilot written opinions.   

（二）工商注冊

金融局等相關部門為試點基金出具試點書面意見后，將對接市監局（這一步無需企業參與），試點基金企業可直接到擬注冊地市監局辦理登記注冊，海金中心可指導企業進行工商注冊。

2. Business Registration

Theprovincial administration for financial regulation and other related authorities will contact with the provincial administration for market regulation after issuing written opinions for pilot funds (without enterprise involvement). HFDC can guide pilot fund enterprises to conduct business registration in the proposed provincial administration for market regulation.

（三）銀行開戶

試點基金可到銀行開立募集戶向境內合格投資者募資，同時開立托管戶對所募集資金進行托管。海金中心對接和提供相關銀行資源，助力企業高效辦理相關業務。

3. Opening bank accounts

Pilot fund managers can open accounts for pilot fundraising from qualified domestic investors and custody of funds. HFDC can connect the pilot fund enterprises with banking resources to execute the business efficiently.

（四）中基協備案

試點基金募集的資金到位后，需依據中基協相關要求進行備案。海金中心助力試點基金備案，協助與中基協溝通。

4. Filing with the AMAC

After the pilot management enterprises registered capital was paid in full, the pilot fund management enterprise shall conduct the filing procedure with the AMAC.

（五）外匯登記

試點基金需要攜帶申請書、同意開展試點和給予試點額度的書面意見、中基協登記和備案證明、對境外投資（流出）規模進行合理性說明等相關材料到外匯管理局海南分局辦理外匯登記。海金中心協助企業準備齊全的材料到外匯管理局海南分局辦理外匯登記。

5. Foreign Exchange Registration

Pilot fund needs to bring the application letter, written opinions on granting the pilot qualification and pilot quota, the registration and filing certificate of the AMAC, and the rationality explanation of the scale of overseas investment (outflow) to the Hainan Branch of the SAFE for foreign exchange registration. HFDC can assist enterprises to prepare complete materials for foreign exchange registration at Hainan Branch of SAFE.

（六）開展實際投資業務

試點基金在銀行完成結匯后，開展境外投資業務。

6. Conduct investment business

Pilot funds will conduct oversea investment business after bank settlement.

（七）定期監管審查

所做事項與試點管理企業相同，海金中心將協助企業和金融局做好信息披露溝通。

7. Periodic Regulatory Scrutiny

HFDC will promote communication between enterprises and theprovincial administration of financial regulation, as pilot management enterprises do.